Principium Investments, LLC (“Principium”) is an SEC registered investment adviser and may transact business only in those states in which it is registered, or qualifies for an exemption or exclusion from registration requirements.

Principium’s web site is limited to the dissemination of general information pertaining to its advisory services, together with access to additional investment-related information, publications, and links. Accordingly, no consumer or prospective client should view the publication of our web site on the Internet as our solicitation to effect, or attempt to effect transactions in securities, or to render personalized investment advice for compensation, over the Internet. Any subsequent, direct communication by Principium with a prospective client will be conducted by a representative who is registered or who qualifies for an exemption or exclusion from registration in the state where the prospective client resides.

For information pertaining to Principium’s registration status, please contact the SEC or the state securities regulators for those states in which our firm maintains a notice filing. Copies of Principium’s current written Client Relationship Summary (ADV Part 3 Form CRS) and Disclosure Brochure (Form ADV 2A) discussing our business operations, services, and fees are available via the links above.

Principium makes no representations or warranties as to the accuracy, timeliness, suitability, completeness, or relevance of any information prepared by any unaffiliated third party, whether linked to our web site or incorporated herein, and takes no responsibility therefore. All such information is provided solely for convenience purposes and all users thereof should be guided accordingly.

Please remember that different types of investments involve different degrees of risk, and there can be no assurance that the future performance of any specific investment or investment strategy (including those Principium undertakes or recommends), will be profitable or will equal any historical performance level(s).

Certain portions of Principium’s web site (i.e. articles, commentaries, etc.) may contain a discussion of, or provide access to, Principium (or other investment and non-investment professionals) positions or recommendations as of a specific prior date. Due to various factors, including changing market conditions, such discussion may no longer reflect current positions or recommendations. Moreover, no client or prospective client should assume that any such discussion serves as the receipt of, or a substitute for, personalized advice from Principium, or from any other investment professional. Principium is neither a law firm nor an accounting firm, and no portion of this website’s content should be interpreted as legal, accounting, or tax advice.

Rankings or recognition by unaffiliated rating services or publications are not a guarantee that a client or prospective client will experience a certain level of results if Principium is engaged, or continues to be engaged, to provide investment advisory services, nor should it be construed as such or as a current or past endorsement of Principium by any of its clients. Rankings published by magazines and others generally base their selections exclusively on information prepared or submitted by the recognized adviser. Rankings are generally limited to participating advisers.

Each client and prospective client agrees, as a condition precedent to accessing Principium’s web site, to release and hold harmless Principium, its officers, directors, owners, employees, and agents from any and all adverse consequences resulting from any of the client’s or prospect’s actions or omissions which are independent of receiving personalized individual advice from Principium.

Links/Virus Warnings - Hyperlinks to other Internet sites are included as a convenience for our customers and visitors. Principium assumes no liability for the content of any linked sites, including, without limitation, the accuracy, subject matter, quality or timeliness of the content. The fact that such links have been provided does not constitute an endorsement, authorization, sponsorship by or affiliation with Principium with respect to any linked site or its sponsor. There are risks in using any information, software or product accessed on the Internet, and we urge you to make sure you understand these risks before doing so. Principium is not liable for any harm caused by the transmission, through access of this site, of a computer virus, or other computer code or programming device that might be used to access, delete, damage, disable, disrupt or otherwise impede the operation of the site or of any user’s software, hardware, data or property.

Anti-Money Laundering - The USA PATRIOT Act is designed to detect, deter, and punish terrorists in the United States and abroad. The ACT imposes anti-money laundering requirements on all financial institutions – including Principium Investments, LLC.

To help the government fight the funding of terrorism and money laundering activities, federal law requires all financial institutions to obtain, verify and record information that identifies each person or company that opens an account. When you open an account, you will be required to provide your name, address date of birth and other information that will allow us to identify you and any other persons listed on your account.